# Expanding on the procedure of expanding: Where is the procedure to do that?

Update on 18th June 2017:

See the update to the last post; I have added three more diagrams depicting the mathematical abstraction of the problem, and also added a sub-question by way of clarifying the problem a bit. Hopefully, the problem is clearer and also its connection to QM a bit more apparent, now.

Here I partly expand on the problem mentioned in my last post [^]. … Believe me, it will take more than one more post to properly expand on it.

The expansion of an expanding function refers to and therefore requires simultaneous expansions of the expansions in both the space and frequency domains.

The said expansions may be infinite [in procedure].

In the application of the calculus of variations to such a problem [i.e. like the one mentioned in the last post], the most important consideration is the very first part:

Among all the kinematically admissible configurations…

[You fill in the rest, please!]

A Song I Like:

[I shall expand on this bit a bit later on. Done, right today, within an hour.]

(Hindi) “goonji see hai, saari feezaa, jaise bajatee ho…”
Music: Shankar Ahasaan Loy
Lyrics: Javed Akhtar

# What am I thinking about? …and what should it be?

It’s the “derivation” of the Schrodinger equation. Here’s how a simplest presentation of it goes:

The kinetic energy $T$ of a massive particle is given, in classical mechanics, as $T = \dfrac{1}{2}mv^2 = \dfrac{p^2}{2m}$
where $v$ is the velocity, $m$ is the mass, and $p$ is the momentum. (We deal with only the scalar magnitudes, in this rough-and-ready “analysis.”)

If the motion of the particle occurs additionally also under the influence of a potential field $V$, then its total energy $E$ is given by: $E = T + V = \dfrac{p^2}{2m} + V$

In classical electrodynamics, it can be shown that for a light wave, the following relation holds: $E = pc$
where $E$ is the energy of light, $p$ is its momentum, and $c$ is its speed. Further, for light in vacuum: $\omega = ck$
where $k = \frac{2\pi}{\lambda}$ is the wavevector.

Planck hypothesized that in the problem of the cavity radiation, the energy-levels of the electromagnetic oscillators in the metallic cavity walls maintained at thermal equilibrium are quantized, somehow: $E = h \nu = \hbar \omega$
where $\hbar = \frac{h}{2\pi}$  and $\omega = 2 \pi \nu$ is the angular frequency. Making this vital hypothesis, he could successfully predict the power spectrum of the cavity radiation (getting rid of the ultraviolet catastrophe).

In explaining the photoelectric effect, Einstein hypothesized that lights consists of massless particles. He took Planck’s relation $E = \hbar \omega$ as is, and then, substituted on its left hand-side the classical expression for the energy of the radiation $E = pc$. On the right hand-side he substituted the relation which holds for light in vacuum, viz. $\omega = c k$. He thus arrived at the expression for the quantized momentum for the hypothetical particles of light: $p = \hbar k$
With the hypothesis of the quanta of light, he successfully explained all the known experimentally determined features of the photoelectric effect.

Whereas Planck had quantized the equilibrium energy of the charged oscillators in the metallic cavity wall, Einstein quantized the electromagnetic radiation within the cavity itself, via spatially discrete particles of light—an assumption that remains questionable till this day (see “Anti-photon”).

Bohr hypothesized a planetary model of the atom. It had negatively charged and massive point particles of electrons orbiting around the positively charged and massive, point-particles of the nucleus. The model carried a physically unexplained feature of the stationary of the electronic orbits—i.e. the orbits travelling in which an electron, somehow, does not emit/absorb any radiation, in contradiction to the classical electrodynamics. However, this way, Bohr could successfully predict the hydrogen atom spectra. (Later, Sommerfeld made some minor corrections to Bohr’s model.)

de Broglie hypothesized that the relations $E = \hbar \omega$ and $p = \hbar k$ hold not only just for the massless particles of light as proposed by Einstein, but, by analogy, also for the massive particles like electrons. Since light had both wave and particle characters, so must, by analogy, the electrons. He hypothesized that the stationarity of the Bohr orbits (and the quantization of the angular momentum for the Bohr electron) may be explained by assuming that matter waves associated with the electrons somehow form a standing-wave pattern for the stationary orbits.

Schrodinger assumed that de Broglie’s hypothesis for massive particles holds true. He generalized de Broglie’s model by recasting the problem from that of the standing waves in the (more or less planar) Bohr orbits, to an eigenvalue problem of a differential equation over the entirety of space.

The scheme of  the “derivation” of Schrodinger’s differential equation is “simple” enough. First assuming that the electron is a complex-valued wave, we work out the expressions for its partial differentiations in space and time. Then, assuming that the electron is a particle, we invoke the classical expression for the total energy of a classical massive particle, for it. Finally, we mathematically relate the two—somehow.

Assume that the electron’s state is given by a complex-valued wavefunction having the complex-exponential form: $\Psi(x,t) = A e^{i(kx -\omega t)}$

Partially differentiating twice w.r.t. space, we get: $\dfrac{\partial^2 \Psi}{\partial x^2} = -k^2 \Psi$
Partially differentiating once w.r.t. time, we get: $\dfrac{\partial \Psi}{\partial t} = -i \omega \Psi$

Assume a time-independent potential. Then, the classical expression for the total energy of a massive particle like the electron is: $E = T + V = \dfrac{p^2}{2m} + V$
Note, this is not a statement of conservation of energy. It is merely a statement that the total energy has two and only two components: kinetic energy, and potential energy.

Now in this—classical—equation for the total energy of a massive particle of matter, we substitute the de Broglie relations for the matter-wave, viz. the relations $E = \hbar \omega$ and $p = \hbar k$. We thus obtain: $\hbar \omega = \dfrac{\hbar^2 k^2}{2m} + V$
which is the new, hybrid form of the equation for the total energy. (It’s hybrid, because we have used de Broglie’s matter-wave postulates in a classical expression for the energy of a classical particle.)

Multiply both sides by $\Psi(x,t)$ to get: $\hbar \omega \Psi(x,t) = \dfrac{\hbar^2 k^2}{2m}\Psi(x,t) + V(x)\Psi(x,t)$

Now using the implications for $\Psi$ obtained via its partial differentiations, namely: $k^2 \Psi = - \dfrac{\partial^2 \Psi}{\partial x^2}$
and $\omega \Psi = i \dfrac{\partial \Psi}{\partial t}$
and substituting them into the hybrid equation for the total energy, we get: $i \hbar \dfrac{\partial \Psi(x,t)}{\partial t} = - \dfrac{\hbar^2}{2m}\dfrac{\partial^2\Psi(x,t)}{\partial x^2} + V(x)\Psi(x,t)$

That’s what the time-dependent Schrodinger equation is.

And that—the “derivation” of the Schrodinger equation thus presented—is what I have been thinking of.

Apart from the peculiar mixture of the wave and particle paradigms followed in this “derivation,” the other few points, to my naive mind, seem to be: (i) the use of a complex-valued wavefunction, (ii) the step of multiplying the hybrid equation for the total energy, by this wavefunction, and (iii) the step of replacing $\omega \Psi(x,t)$ by $i \dfrac{\partial \Psi}{\partial t}$, and also replacing $k^2 \Psi$ by $- \dfrac{\partial^2 \Psi}{\partial x^2}$. Pretty rare, that step seems like, doesn’t it? I mean to say, just because it is multiplied by a variable, you are replacing a good and honest field variable by a partial time-derivative (or a partial space-derivative) of that same field variable! Pretty rare, a step like that is, in physics or engineering, don’t you think? Do you remember any other place in physics or engineering where we do something like that?

Is there is any mechanical engineering topic that you want me to explain to you?

If so, send me your suggestions. If I find them suitable, I will begin thinking about them. May be, I will even answer them for you, here on this blog.

If not…

If not, there is always this one, involving the calculus of variations, again!:

Derbes, David (1996) “Feynman’s derivation of the Schrodinger equation,” Am. J. Phys., vol. 64, no. 7, July 1996, pp. 881–884

I’ve already found that I don’t agree with how Derbes uses the term “local”, in this article. His article makes it seem as if the local is nothing but a smallish segment on what essentially is a globally determined path. I don’t agree with that implication. …

However, here, although this issue is of relevance to the mechanical engineering proper, in the absence of a proper job (an Officially Approved Full Professor in Mechanical Engineering’s job), I don’t feel motivated to explain myself.

Instead, I find the following article by a Mechanical Engineering professor interesting: [^]

And, oh, BTW, if you are a blind follower of Feynman’s, do check out this one:

Briggs, John S. and Rost, Jan M. (2001) “On the derivation of the time-dependent equation of Schrodinger,” Foundations of Physics, vol. 31, no. 4, pp. 693–712.

I was delighted to find a mention of a system and an environment (so close to the heart of an engineer), even in this article on physics. (I have not yet finished reading it. But, yes, it too invokes the variational principles.)

OK then, bye for now.

[As usual, may be I will come back tomorrow and correct the write-up or streamline it a bit, though not a lot. Done on 2017.01.19.]

[E&OE]

# See, how hard I am trying to become an Approved (Full) Professor of Mechanical Engineering in SPPU?—4

In this post, I provide my answer to the question which I had raised last time, viz., about the differences between the $\Delta$, the $\text{d}$, and the $\delta$ (the first two, of the usual calculus, and the last one, of the calculus of variations).

Some pre-requisite ideas:

A system is some physical object chosen (or isolated) for study. For continua, it is convenient to select a region of space for study, in which case that region of space (holding some physical continuum) may also be regarded as a system. The system boundary is an abstraction.

A state of a system denotes a physically unique and reproducible condition of that system. State properties are the properties or attributes that together uniquely and fully characterize a state of a system, for the chosen purposes. The state is an axiom, and state properties are its corollary.

State properties for continua are typically expressed as functions of space and time. For instance, pressure, temperature, volume, energy, etc. of a fluid are all state properties. Since state properties uniquely define the condition of a system, they represent definite points in an appropriate, abstract, (possibly) higher-dimensional state space. For this reason, state properties are also called point functions.

A process (synonymous to system evolution) is a succession of states. In classical physics, the succession (or progression) is taken to be continuous. In quantum mechanics, there is no notion of a process; see later in this post.

A process is often represented as a path in a state space that connects the two end-points of the staring and ending states. A parametric function defined over the length of a path is called a path function.

A cyclic process is one that has the same start and end points.

During a cyclic process, a state function returns to its initial value. However, a path function does not necessarily return to the same value over every cyclic change—it depends on which particular path is chosen. For instance, if you take a round trip from point $A$ to point $B$ and back, you may spend some amount of money $m$ if you take one route but another amount $n$ if you take another route. In both cases you do return to the same point viz. $A$, but the amount you spend is different for each route. Your position is a state function, and the amount you spend is a path function.

[I may make the above description a bit more rigorous later on (by consulting a certain book which I don’t have handy right away (and my notes of last year are gone in the HDD crash)).]

The $\Delta$, the $\text{d}$, and the $\delta$:

The $\Delta$ denotes a sufficiently small but finite, and locally existing difference in different parts of a system. Typically, since state properties are defined as (continuous) functions of space and time, what the $\Delta$ represents is a finite change in some state property function that exists across two different but adjacent points in space (or two nearby instants in times), for a given system.

The $\Delta$ is a local quantity, because it is defined and evaluated around a specific point of space and/or time. In other words, an instance of $\Delta$ is evaluated at a fixed $x$ or $t$. The $\Delta x$ simply denotes a change of position; it may or may not mean a displacement.

The $\text{d}$ (i.e. the infinitesimal) is nothing but the $\Delta$ taken in some appropriate limiting process to the vanishingly small limit.

Since $\Delta$ is locally defined, so is the infinitesimal (i.e. $\text{d}$).

The $\delta$ of CoV is completely different from the above two concepts.

The $\delta$ is a sufficiently small but global difference between the states (or paths) of two different, abstract, but otherwise identical views of the same physically existing system.

Considering the fact that an abstract view of a system is itself a system, $\delta$ also may be regarded as a difference between two systems.

Though differences in paths are not only possible but also routinely used in CoV, in this post, to keep matters simple, we will mostly consider differences in the states of the two systems.

In CoV, the two states (of the two systems) are so chosen as to satisfy the same Dirichlet (i.e. field) boundary conditions separately in each system.

The state function may be defined over an abstract space. In this post, we shall not pursue this line of thought. Thus, the state function will always be a function of the physical, ambient space (defined in reference to the extensions and locations of concretely existing physical objects).

Since a state of a system of nonzero size can only be defined by specifying its values for all parts of a system (of which it is a state), a difference between states (of the two systems involved in the variation $\delta$) is necessarily global.

In defining $\delta$, both the systems are considered only abstractly; it is presumed that at most one of them may correspond to an actual state of a physical system (i.e. a system existing in the physical reality).

The idea of a process, i.e. the very idea of a system evolution, necessarily applies only to a single system.

What the $\delta$ represents is not an evolution because it does not represent a change in a system, in the first place. The variation, to repeat, represents a difference between two systems satisfying the same field boundary conditions. Hence, there is no evolution to speak of. When compressed air is passed into a rubber balloon, its size increases. This change occurs over certain time, and is an instance of an evolution. However, two rubber balloons already inflated to different sizes share no evolutionary relation with each other; there is no common physical process connecting the two; hence no change occurring over time can possibly enter their comparative description.

Thus, the “change” denoted by $\delta$ is incapable of representing a process or a system evolution. In fact, the word “change” itself is something of a misnomer here.

Text-books often stupidly try to capture the aforementioned idea by saying that $\delta$ represents a small and possibly finite change that occurs without any elapse of time. Apart from the mind-numbing idea of a finite change occurring over no time (or equally stupefying ideas which it suggests, viz., a change existing at literally the same instant of time, or, alternatively, a process of change that somehow occurs to a given system but “outside” of any time), what they, in a way, continue to suggest also is the erroneous idea that we are working with only a single, concretely physical system, here.

But that is not the idea behind $\delta$ at all.

To complicate the matters further, no separate symbol is used when the variation $\delta$ is made vanishingly small.

In the primary sense of the term variation (or $\delta$), the difference it represents is finite in nature. The variation is basically a function of space (and time), and at every value of $x$ (and $t$), the value of $\delta$ is finite, in the primary sense of the word. Yes, these values can be made vanishingly small, though the idea of the limits applied in this context is different. (Hint: Expand each of the two state functions in a power series and relate each of the corresponding power terms via a separate parameter. Then, put the difference in each parameter through a limiting process to vanish. You may also use the Fourier expansion.))

The difference represented by $\delta$ is between two abstract views of a system. The two systems are related only in an abstract view, i.e., only in (the mathematical) thought. In the CoV, they are supposed as connected, but the connection between them is not concretely physical because there are no two separate physical systems concretely existing, in the first place. Both the systems here are mathematical abstractions—they first have been abstracted away from the real, physical system actually existing out there (of which there is only a single instance).

But, yes, there is a sense in which we can say that $\delta$ does have a physical meaning: it carries the same physical units as for the state functions of the two abstract systems.

An example from biology:

Here is an example of the differences between two different paths (rather than two different states).

Plot the height $h(t)$ of a growing sapling at different times, and connect the dots to yield a continuous graph of the height as a function of time. The difference in the heights of the sapling at two different instants is $\Delta h$. But if you consider two different saplings planted at the same time, and assuming that they grow to the same final height at the end of some definite time period (just pick some moment where their graphs cross each other), and then, abstractly regarding them as some sort of imaginary plants, if you plot the difference between the two graphs, that is the variation or $\delta h(t)$ in the height-function of either. The variation itself is a function (here of time); it has the units, of course, of m.

Summary:

The $\Delta$ is a local change inside a single system, and $\text{d}$ is its limiting value, whereas the $\delta$ is a difference across two abstract systems differing in their global states (or global paths), and there is no separate symbol to capture this object in the vanishingly small limit.

Exercises:

Consider one period of the function $y = A \sin(x)$, say over the interval $[0,2\pi]$; $A = a$ is a small, real-valued, constant. Now, set $A = 1.1a$. Is the change/difference here a $\delta$ or a $\Delta$? Why or why not?

Now, take the derivative, i.e., $y' = A \cos(x)$, with $A = a$ once again. Is the change/difference here a $\delta$ or a $\Delta$? Why or why not?

Which one of the above two is a bigger change/difference?

Also consider this angle: Taking the derivative did affect the whole function. If so, why is it that we said that $\text{d}$ was necessarily a local change?

An important and special note:

The above exercises, I am sure, many (though not all) of the Officially Approved Full Professors of Mechanical Engineering at the Savitribai Phule Pune University and COEP would be able to do correctly. But the question I posed last time was: Would it be therefore possible for them to spell out the physical meaning of the variation i.e. $\delta$? I continue to think not. And, importantly, even among those who do solve the above exercises successfully, they wouldn’t be too sure about their own answers. Upon just a little deeper probing, they would just throw up their hands. [Ditto, for many American physicists.] Even if a conceptual clarity is required in applications.

(I am ever willing and ready to change my mind about it, but doing so would need some actual evidence—just the way my (continuing) position had been derived, in the first place, from actual observations of them.)

The reason I made this special note was because I continue to go jobless, and nearly bank balance-less (and also, nearly cashless). And it all is basically because of folks like these (and the Indians like the SPPU authorities). It is their fault. (And, no, you can’t try to lift what is properly their moral responsibility off their shoulders and then, in fact, go even further, and attempt to place it on mine. Don’t attempt doing that.)

A Song I Like:

[May be I have run this song before. If yes, I will replace it with some other song tomorrow or so. No I had not.]

Hindi: “Thandi hawaa, yeh chaandani suhaani…”
Music and Singer: Kishore Kumar
Lyrics: Majrooh Sultanpuri

[A quick ‘net search on plagiarism tells me that the tune of this song was lifted from Julius La Rosa’s 1955 song “Domani.” I heard that song for the first time only today. I think that the lyrics of the Hindi song are better. As to renditions, I like Kishor Kumar’s version better.]

[Minor editing may be done later on and the typos may be corrected, but the essentials of my positions won’t be. Mostly done right today, i.e., on 06th January, 2017.]

[E&OE]